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The regulation of insurance brokers and intermediaries / Heather Thomas

By: Material type: TextTextPublication details: London : Butterworths, c2004.Description: xxiii, 503 p. : ill. ; 24 cmISBN:
  • 9781405700092
Subject(s): DDC classification:
  • 368.0092 THO
Contents:
1. Outline of the FSA regime and the Insurance Mediation Directive; 2. How the statutory regime relates to the common law of agency; 3. What is regulated; 4. The options for status (authorised intermediary, appointed representative, introducer); 5. The sales process, promotional material and product disclosure; 6. Cancellation rights; 7. Claims handling; 8. Management of client money; 9. Monitoring and compliance; 10. Training and competence; 11. The contents of agency agreements, i. e. between the insurer and the distributor/retailer; 12. Specialist sections on packaged products, reinsurance and the Lloyd's/London market.
Summary: Aimed at those who must vary their Financial Services Authority (FSA) permissions and those who are regulated by the FSA as a result of the Insurance Mediation Directive. This book provides a practical source of knowledge and reference on key points of the regulations.
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Item type Current library Call number Copy number Status Date due Barcode Item holds
Book Mzumbe University Main Campus Library 368.0092 THO (Browse shelf(Opens below)) 1 Available 0062486
Total holds: 0

Includes index.


1. Outline of the FSA regime and the Insurance Mediation Directive; 2. How the statutory regime relates to the common law of agency; 3. What is regulated; 4. The options for status (authorised intermediary, appointed representative, introducer); 5. The sales process, promotional material and product disclosure; 6. Cancellation rights; 7. Claims handling; 8. Management of client money; 9. Monitoring and compliance; 10. Training and competence; 11. The contents of agency agreements, i. e. between the insurer and the distributor/retailer; 12. Specialist sections on packaged products, reinsurance and the Lloyd's/London market.

Aimed at those who must vary their Financial Services Authority (FSA) permissions and those who are regulated by the FSA as a result of the Insurance Mediation Directive. This book provides a practical source of knowledge and reference on key points of the regulations.

eng.

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